Financial Regulatory Organizations
Financial Regulatory Organizations are entities that are responsible for overseeing and enforcing regulations within the financial industry. These organizations are tasked with ensuring the stability and integrity of financial markets, as well as protecting consumers and investors. They establish rules and guidelines for financial institutions to follow, monitor compliance with these regulations, and investigate any wrongdoing or misconduct. Some examples of financial regulatory organizations include the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the Commodity Futures Trading Commission (CFTC).
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